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The reputation of a thousand years may be determined by the conduct of one hour.         

Japanese proverb

Case studies:
investor relations & financial communications

 

Creating a Strategic Investor Relations Program

Situation:

As part of a broad turnaround effort, Ceres leadership developed a strategic investor relations program for a Fortune-500 retail company. After several years of negative and unpredictable business results, this one-time Wall Street darling was trading at an all-time low. Only a single sell-side analyst continued to follow the stock, and high-turn traders were creating significant volatility in the share price. Initial perception research showed that management lacked credibility and investors were not confident in the new team’s turn-around plan.

Approach:

  • Created a program to attract and obtain the mix of shareholders that could drive the highest sustainable valuation by:
    • Positioning the company as a long-term growth and return story.
    • Broadening and diversifying institutional ownership.
    • Focused performance objectives by analyzing financial metrics that drove best-of-breed valuations and the levers the company could pull to impact those metrics
    • Using quantitative and qualitative analysis to determine the desired shareholder mix and identify potential shareholders who fit the company’s profile and were most likely to be interested in the story
  • Created a plan to heighten management visibility and credibility via direct, personal outreach to targeted shareholders.
  • Developed communication tools such as presentations, message platforms and an investor Web site.
  • Provided senior management with presentation training and coaching on how to handle difficult questions and education on the workings of Wall Street.
  • Developed disciplined processes and systems to track activities, and to measure and report results and market activities.

Results:

  • Shareholders fitting the volatility profile decreased 18 percent, while long-term holders were up 25 percent in just the first year of the program.
  • Annual investor perception studies showed marked improvement in just the first year of the program.
  • The company’s most preferred target became its largest shareholder, a position they held for more than three years.
  • Achieved a 500 percent increase in sell-side analyst coverage and a 1,000 percent increase in the value of its stock by the fourth year of the program.
  • The company more than doubled its market capitalization.

 

 
 

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